CSCP and CICCP Certificates
In partnership with the National Society of Compliance Professionals (NSCP), St. Thomas Law offers two securities compliance certifications—Certified Investment Company Compliance Professional (CICCP) and Certified Securities Compliance Professional (CSCP).
The certifications obtained at the completion of the final exams distinguish individuals with intermediate to advanced proficiency and a commitment to advancing securities compliance practices.
Program Highlights:
- 14-week online courses
- Instructors are leading financial services industry professionals
- CSCP examination offered for BD, IA or Dual Registrants
- CICCP examination offered for investment company compliance professionals
- NSCP offers students a 1-year NSCP membership at a discounted rate of $150
- If a student is a current member of NSCP, they can receive the student rate of $150 when their membership comes up for renewal, even if they are no longer a student. All questions about membership be directed to membership@nscp.org.
- Three graduate-level academic credits are awarded by the University of St. Thomas with successful completion of the course, which can be applied to the online MSL degree program in Organizational Ethics & Compliance
- Cost: $3,000 (includes the certification exam fee)
Students must hold a bachelor’s degree from an accredited college/university to apply.
